Money Laundering Prevention
We offer consulting in the compliance and control of the regulatory provisions of Money Laundering Prevention that 5120 Banking and Non-Banking Financial Institutions regulated by the National Banking and Securities Commission (CNBV) must comply with.
We also provide consulting services in this area to all branches of business that the laws on the matter consider vulnerable for this activity.
Our services include:
- Detailed review of compliance with all AML/CFT regulatory provisions.
- Verification of the registration process in the PLD portal of the SAT (that it is complete), including the information of the compliance representative.
- Revision of the mechanisms for identification, registration and control of donations transactions subject to be identified internally or reported to SAT (Thresholds of 1605 UMAS for identification and 3210 for reporting, including half-yearly accumulation mechanisms).
- Review of reports to SAT (that all required transactions have been reported)
- Review of the contents of the current LFPIORPI Procedures Manual. Complete and updated
- Regulatory requirement
- Review of compliance in requesting data and documents from donors. That only the necessary data is requested for each type of donor and that the information on the existence of an owner or beneficiary is documented.
- Revision to the regulatory time frame for safeguarding information
- Others, depending on the activity of the company or organization.
Derived from the above actions, and with the possible findings, we can support with the establishment of corrective action plans (remediation) to close the identified regulatory gaps.
- Support in the design and establishment of corrective action plans and controls for possible regulatory gaps identified.
- Validation of the adequacy of internal AML/CFT regulatory and operational processes.
- Design, development and implementation of policies, procedures and operational flows
- Review of the robustness of the customer and user identification processes.
- Support in the design of mandatory training material and its dissemination.
- Quality testing of customer identification files and transaction reporting to the authority
- Advisory services for the integration and review of the adequacy of the content and structure of the Communication and Control Committee (PLD Committee).
- Review of the adequacy of the PLD Manual, and advice on its preparation.
- PLD / FT risk management advisory services
- Advice on CNBV inspections and drafting of deliverables and responses.
- Our services can be preventive, corrective or support for the controversy or defense before the tax authority.
Sectors served (Vulnerable activities):
- Financial sector
- Real estate Purchase and sale of real estate
- Professional or consulting services
- Casinos and gaming houses
- Purchase and sale of luxury vehicles
- Construction services
- Precious metals and precious stones transactions
- Electronic invoicing services
- Purchase and sale of works of art and antiques
- Money transfer services
- Unregulated financial intermediation services
- Provision of foreign trade services
- International groups that engage in intercompany lending activities
- Companies that provide outsourced personnel services (REPSE)
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